Investor Charter

A. Vision and Mission Statements for Investors

Vision: Invest in knowledge & safety.

Mission: Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness.

B. Details of Business Transacted by the Research Analyst

• To publish research report based on the research activities of the RA.
• To provide an independent unbiased view on securities.
• To offer unbiased recommendation, disclosing the financial interests in recommended securities.
• To provide research recommendation based on publicly available information and known observations.
• To conduct audit annually.

C. Details of Services Provided to Investors

• Onboarding of Clients.
• Disclosure to Clients.
• Distribute research reports and recommendations without discrimination.
• Maintain confidentiality until publication.

D. Grievance Redressal Mechanism

For any grievance or complaint, investors should first approach the research analyst. If not resolved within 30 days, complaints can be lodged via SEBI’s SCORES portal:
https://scores.gov.in

For physical complaints, contact:
Office of Investor Assistance and Education
SEBI Bhavan, Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai – 400 051.

E. Expectations from Investors

Do’s:

• Always deal with SEBI registered Research Analysts.
• Verify valid registration certificates.
• Refer to SEBI’s official list: SEBI Registered RAs
• Pay through banking channels only with proper receipts.
• Check for disclosures in research reports.
• Ask questions and clarify doubts before acting.
• Report analysts offering assured/guaranteed returns.

Don’ts:

• Do not hand over funds to the analyst for investments.
• Do not fall for advertisements or market rumors.
• Do not get lured by discounts, gifts or incentives.
• Do not share login credentials or account passwords.